Securities and Exchange Commission

Parent Organization: FEDERAL MINISTRY OF FINANCE

Type: Agency

Principal Officers

Mrs. Arunma Oteh

Director General

Quick Information

The Agency

Past Officials of the Agency

Finances
  • Staff size n/a
  • Revenues (IGR) n/a
  • Budget Allocation () n/a
  • Recurrent Expenditure n/a
  • Capital Expenditure n/a

Related Organizations/Units

Contact Information

Establishment Act

Investment and Securities Act, 2007

295_Investments and Securities Act 2007.pdf
Areas of statutory responsibilities and functions

Regulate and develop the Nigerian capital market
Register securities and market intermediaries to ensure that only fit and proper persons / institutions are allowed to operate in the market
Inspect and call for information from capital market operators at regular intervals
Undertake and conduct inquiries and audits of any participant in the market whenever necessary
Monitor exchanges and trading systems to forestall breaches of market rules as well as deter and detect manipulations and trading practices which are capable of causing market disruption
Investigate alleged breaches of the laws and regulations governing the capital market
Enforce sanctions where appropriate, against market operators who are found wanting after investigation is carried out, in minor cases, an all parties meeting is convened by the Commission where it mediates between parties involved in a dispute
Make rules as developments occur
Collaborate with relevant stakeholders to introduce new products and processes.
Encourage improved investor participation in the market

Departments
  1. Legal and Enforcement
  2. Operations
  3. Finance and Administration
  4. Office of the Director-General
Organogram and details of functional interrelationships between divisions of each MDA
Annual Reports (for 2010-2012) and information on Reporting Deadlines for each MDA
297_Securities and Exchange Commission 2011 Annual Report.pdf298_Securities and Exchange Commission 2010 Annual Report.pdf
Addresses/Contact info of offices in all States and in FCT

Head Office
SEC TOWERS
Plot 272
Samuel Adesujo Ademulegun Street
Central Business District
P.M.B.315
Garki
Abuja

sec@sec.gov.ng

+23494621159

Maiduguri
11 Baga Road
P.M.B 1495
Maiduguri
Borno
email: mzo@sec.gov.ng

Kaduna
Wema Bank Building, (4th Floor) 22 Bida Road, Off Yakubu Gowon Way
Kaduna
Kaduna State
email: kdzo@sec.gov.ng

Onitsha
Onitsha Business Village # 4 Ridge Road G.R.A PMB 1855 Onitsha
Onitsha
Anambra State
email: ozo@sec.gov.ng

Port Harcourt
First Bank Building(3rd Floor), 22/24, Aba/Port Harcourt Road
Port Harcourt
Rivers State
email: phzo@sec.gov.ng

Kano
African Alliance House (4th Floor), F1, Sani Abacha Way/Airport Road, Opposite KLM Airlines
Kano
Kano State
email: kzo@sec.gov.ng

Lagos
3, Idejo Street, Opposite ICON House, Off Adeola Odeku Street, Victoria Island
P.M.B:12638 Marina
Lagos State
email: lzo@sec.gov.ng
phone: 017358159
fax: 234-1-2644538

Ibadan
4b, Rotimi Williams Old Bodija Ibadan Oyo State
email: izo@sec.gov.ng